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Alice Anne Todd

Raymond James Financial Services, Inc.

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About Alice Anne Todd

Alice Anne Todd is a financial advisor located in St. Petersburg, Florida. Alice is a registered representative of Raymond James Financial Services, Inc., a broker-dealer, and has been in the industry since February 10, 2016. She holds the Series 7 and Series 24 licenses. Alice is registered to sell securities in Florida. Her previous experience includes working at The Strategic Financial Alliance, Inc.

Firm Information

Alice Todd is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alice Todd’s Registration & Firm History

FL

06/14/2016 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

02/05/2016 - 06/07/2016

THE STRATEGIC FINANCIAL ALLIANCE, INC. (TAMPA FL)

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Licenses & Designations

BC

Issued 09/18/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alice Anne Todd.
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