Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Nagy is a financial advisor with over 20 years of experience in the industry. Alice is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona. Alice has held previous positions with several other firms including Triad Advisors LLC, Securities America, Inc., and Woodbury Financial Services, Inc., among others. Alice is a Series 7, Series 24, Series 63, and Series 99 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/03/2021 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/03/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
FL
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (MIAMI FL)
MN
02/03/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
02/03/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/03/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
FL
10/19/2009 - 07/17/2020
INVESTACORP, INC. (MIAMI FL)
FL
11/20/2002 - 08/25/2008
LADENBURG THALMANN & CO. INC. (BOCA RATON FL)
NY
02/05/2002 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NJ
01/26/2000 - 11/26/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/27/1999 - 12/09/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/23/1996 - 05/06/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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