Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alice? Claim Your ProfileAlice Cameron-roth is a financial advisor with over 30 years of experience in the industry. Alice is currently registered with Stifel, Nicolaus & Company, Inc. and has held previous positions with several other firms including Dean Witter Reynolds Inc. and IDS Life Insurance Company. Alice holds several professional licenses and designations, including Series 7, Series 6, Series 22, Series 31, Series 63, Series 65, Series 9, and Series 10. Alice specializes in providing financial advice and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
07/12/2017 - Present
Stifel, Nicolaus & Company, Inc. (LOUISVILLE KY)
MO
08/01/2003 - 10/17/2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
03/22/1994 - 08/30/2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
09/19/1991 - 03/24/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
WI
09/08/1987 - 10/09/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
05/12/1984 - 09/09/1987
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
03/23/1981 - 05/03/1984
IDS LIFE INSURANCE COMPANY
NA
03/23/1981 - 05/03/1984
IDS MARKETING CORPORATION
NA
03/23/1981 - 05/03/1984
IDS/AMERICAN EXPRESS INC.
IA
Issued 07/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/20/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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