Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aliana? Claim Your ProfileAliana Beth Spungen is a registered representative with TPG Capital BD, LLC. Aliana has been in the industry since December 20, 2019. Aliana has Series 7, SIE, and Series 63 licenses. Aliana is registered in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
12/20/2023 - Present
TPG Capital BD, LLC (FORT WORTH TX)
NY
01/02/2000 - 12/31/2003
ANGELO, GORDON & CO., L.P. (NEW YORK NY)
BC
Issued 01/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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