Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Sotoodeh Rad is an Investment Advisor Representative at Western International Securities, Inc., a firm that provides a range of investment and financial planning services. Ali has been in the financial services industry since 2000. Ali holds Series 7, 31, 55, and 63 securities licenses and is a Series 65 licensed Investment Advisor Representative. Ali has worked for several well-known financial institutions, including Wedbush Morgan Securities, Morgan Stanley DW Inc., Morgan Stanley & Co. Incorporated, Oppenheimer & Co. Inc., and Financial West Group. Ali has a broad range of experience and expertise that can benefit a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/16/2021 - Present
Western International Securities, Inc. (Newport Beach CA)
CA
05/28/2010 - 08/21/2017
FINANCIAL WEST GROUP (LOS ANGELES CA)
CA
01/23/2009 - 06/18/2010
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
CA
04/02/2007 - 01/29/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA MONICA CA)
CA
08/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA MONICA CA)
CA
11/02/2000 - 07/06/2006
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
IA
Issued 09/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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