Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Rahman is a financial advisor with over 10 years of experience in the industry. Ali is currently registered with J.P. Morgan Securities LLC and has previously worked with firms such as Capital One Investing, LLC, Stephens, and Morgan Stanley. Ali holds multiple licenses including Series 7, Series 24, Series 31, and Series 99TO and is a licensed securities professional in multiple states. Ali specializes in portfolio management for both individuals and businesses. Ali has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
01/07/2020 - Present
J.p. Morgan Securities LLC (COLUMBUS OH)
TX
05/19/2017 - 02/12/2019
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
03/20/2014 - 09/27/2016
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
09/21/2012 - 02/06/2014
STEPHENS (DALLAS TX)
TX
03/12/2012 - 10/17/2012
MORGAN STANLEY (DALLAS TX)
TX
06/21/2011 - 09/16/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
BOTH
Issued 09/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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