Unclaimed
Ali Ozler is a financial professional with over 10 years of experience in the securities industry. Ali holds the Series 24, Series 57TO, Series 56 and SIE licenses. Ali currently works at Susquehanna Securities, LLC, where they have been employed since August 2018. Prior to joining Susquehanna Securities, LLC, Ali worked at Susquehanna Investment Group and Susquehanna Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2018 - Present
Susquehanna Securities, LLC (New York NY)
PA
08/15/2011 - 01/04/2018
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
PA
07/27/2012 - 01/22/2015
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
BC
Issued 11/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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