Unclaimed
Ali Nisar Rizvi is a financial advisor with Cetera Advisor Networks LLC. Ali has been in the securities industry since July 1997. Ali is registered with FINRA and is licensed in 31 states. Ali holds the Series 6, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/10/2023 - Present
Cetera Advisor Networks LLC (Scottsdale AZ)
AZ
07/17/1997 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Scottsdale AZ)
AZ
07/23/1997 - 10/19/2021
CRI SECURITIES, LLC (Scottsdale AZ)
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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