Unclaimed
Ali Sadaghiani is a financial advisor with Wells Fargo Clearing Services, LLC. Ali has been in the financial services industry since February 2002. Ali is registered to provide investment advice in 22 states. Ali has experience with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Ali is also a Co-Owner of Angeles LLC, a family real estate holding company. Ali serves as a Commissioner on the City of Redondo Beach Library Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/31/2020 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
05/27/2010 - 06/20/2017
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
06/01/2009 - 06/28/2010
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
08/29/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
02/21/2002 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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