Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Nauman Niaz is a financial professional with over a decade of experience in the financial services industry. Ali's background includes roles at Credit Suisse Securities (USA) LLC and RBC Capital Markets, LLC. Ali is currently registered with Santander US Capital Markets LLC, where Ali focuses on providing investment banking services. Ali holds Series 63, SIE, and Series 79 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/17/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/15/2015 - 03/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/31/2012 - 08/19/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 11/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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