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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Mozaffar is a financial advisor with LPL Financial LLC, located in Potomac, Maryland. Ali has been in the financial industry since 2009 and has experience with a variety of financial institutions including Wells Fargo Advisors, HSBC Securities, and First Command Financial Planning. Ali holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Ali offers financial planning, portfolio management, and consulting services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/18/2021 - Present
LPL Financial LLC (POTOMAC MD)
VA
03/26/2018 - 06/30/2020
UNITED BROKERAGE SERVICES, INC (Vienna VA)
VA
02/24/2015 - 03/26/2018
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
MD
01/02/2014 - 06/23/2014
WELLS FARGO ADVISORS, LLC (BETHESDA MD)
MD
11/30/2012 - 11/04/2013
HSBC SECURITIES (USA) INC. (BETHESDA MD)
MD
07/02/2009 - 09/26/2012
FIRST COMMAND FINANCIAL PLANNING, INC. (ROCKVILLE MD)
IA
Issued 01/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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