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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Schmitt is an investment advisor representative with Morgan Stanley. Ali is registered with FINRA as a general securities representative (Series 7), has a securities industry essentials certification (SIE) and is licensed to conduct business in 47 states, and is active in both Broker-Dealer and Investment Advisor capacities. Before joining Morgan Stanley, Ali was a financial advisor for Stifel, Nicolaus & Company, Incorporated. Ali also previously worked for JP Morgan and Kimball Electronics. Ali received her Bachelor of Arts degree from Indiana University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
07/12/2024 - Present
Morgan Stanley (Oak Brook IL)
IN
09/15/2022 - 03/17/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (INDIANAPOLIS IN)
IN
08/04/2021 - 07/20/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (INDIANAPOLIS IN)
BOTH
Issued 11/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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