Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Girardi is a financial advisor with RBC Capital Markets, LLC. Ali has been in the financial services industry since March 1998. Ali has a wide range of experience in the investment industry. Ali has held Series 3, 7, 31 and 63 licenses and also holds Series 65. Ali is registered to provide investment advisory services in Connecticut and Texas. Previous experience includes being a registered representative with CITIGROUP GLOBAL MARKETS INC. Ali also has experience with Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/28/2024 - Present
RBC Capital Markets, LLC (Westport CT)
CT
03/05/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/28/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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