Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Kazemi is an Investment Advisor Representative at Avantax Advisory Services. Ali has been in the financial industry since October 13, 1988. Ali is registered to provide financial advice in the states of California, Florida, Maryland, and New Mexico. Ali is also a registered representative of Avantax Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
07/10/2024 - Present
Avantax Advisory Services (DALLAS TX)
CA
04/28/2021 - 07/17/2024
LPL FINANCIAL LLC (PIEDMONT CA)
CA
06/13/2018 - 04/29/2021
SAGEPOINT FINANCIAL, INC. (SAN FRANCISCO CA)
CA
07/23/2009 - 06/14/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SAN FRANCISCO CA)
CA
09/13/2000 - 07/30/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PINOLE CA)
NY
06/25/1999 - 11/30/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
08/20/1998 - 08/23/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
05/13/1994 - 08/21/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
06/07/1993 - 08/18/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/07/1993 - 08/18/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
OR
09/12/1992 - 05/14/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MA
05/07/1991 - 10/09/1992
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NY
12/09/1987 - 05/10/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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