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Ali Hussain Farooqi

Boston Partners Securities, LLC

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About Ali Hussain Farooqi

Ali Hussain Farooqi is a registered representative with Boston Partners Securities, LLC. Ali has passed the Series 7TO, Series 24 and SIE exams. Ali is registered with FINRA and is currently employed by Boston Partners Securities, LLC.

Firm Information

Ali Farooqi is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ali Farooqi’s Registration & Firm History

MA

03/22/2023 - Present

Boston Partners Securities, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 11/18/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ali Hussain Farooqi.
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