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Ali Husain Syed

Lazard Freres & Co. LLC

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About Ali Husain Syed

Ali Husain Syed is a registered representative with Lazard Freres & Co. LLC, a broker-dealer. Ali has been in the securities industry since June 12, 2012, and is currently registered in New York. Previously, Ali was registered with CITIGROUP GLOBAL MARKETS INC. Ali holds the Series 63, Series 24, SIE, and Series 79 securities licenses.

Firm Information

Ali Syed is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ali Syed’s Registration & Firm History

NY

06/18/2024 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

06/13/2012 - 06/26/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/03/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ali Husain Syed.
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