Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Ganjian is a financial advisor at Wells Fargo Clearing Services, LLC. Ali has been working in the financial industry since 2002. Ali's professional experience includes positions with CHASE INVESTMENT SERVICES CORP. and MORGAN STANLEY DW INC.. Ali holds Series 7, 9, 10, 31, 63, and 65 licenses and is a Certified Financial Planner. Ali is registered to offer investment advice in 34 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/03/2013 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
NY
06/17/2003 - 06/07/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/09/2001 - 05/30/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ali Ganjian is the right advisor for you? Invested Better is here to help.
