Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Wambold is a financial advisor with over 40 years of experience in the financial services industry. Ali holds a Series 7, Series 24, and Series 63 license. Ali is registered with Corporate Partners & Co. LLC in New York, New York. Ali has previously worked at Groton Securities LLC, Lazard Capital Markets LLC, Lazard Freres & Co. LLC, Shearson Lehman/American Express Inc., Lehman Brothers Kuhn Loeb Incorporated and Stern Brothers & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2014 - Present
Corporate Partners & Co. LLC (New York NY)
NY
03/03/2011 - 12/08/2014
GROTON SECURITIES LLC (OLD WESTBURY NY)
NY
05/10/2005 - 02/18/2009
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/25/1987 - 06/07/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
NA
03/24/1981 - 01/15/1985
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
03/25/1981 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
05/20/1976 - 09/07/1979
STERN BROTHERS & CO.
BC
Issued 08/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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