Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali? Claim Your ProfileAli Mahlooji is a financial advisor currently registered with PHX Financial, Inc. Ali has been in the financial services industry for over 18 years. Ali is licensed to provide investment advice in 49 states and holds a Series 7, Series 63, and SIE license. Previously, Ali was also registered with NATIONAL SECURITIES CORPORATION, NEWBRIDGE SECURITIES CORPORATION, EMPIRE ASSET MANAGEMENT COMPANY, BROOKSTONE SECURITIES, INC., J.P. TURNER & COMPANY, L.L.C., and AURA FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2019 - Present
PHX Financial, Inc. (NEW YORK NY)
NJ
11/20/2012 - 12/17/2019
NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
10/29/2010 - 11/20/2012
NEWBRIDGE SECURITIES CORPORATION (RED BANK NJ)
NY
07/22/2010 - 10/21/2010
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
10/20/2009 - 07/23/2010
BROOKSTONE SECURITIES, INC. (STATEN ISLAND NY)
NY
07/16/2009 - 11/02/2009
J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)
NJ
04/13/2006 - 07/22/2009
NATIONAL SECURITIES CORPORATION (ISELIN NJ)
NY
12/12/2005 - 05/03/2006
AURA FINANCIAL SERVICES, INC. (NEW YORK NY)
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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