Unclaimed
Ali B. Smith is a financial professional with experience in the financial services industry. Ali has been associated with Pacific Select Distributors, LLC, a firm with an active Broker-Dealer (BD) registration but is not currently registered with the Investment Advisor (IA) Association. Ali holds the Series 6 and Securities Industry Essentials (SIE) exams, reflecting a focus on investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/20/2018 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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