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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ali akbar? Claim Your ProfileAli Akbar Hasta is an investment advisor representative, registered with Wells Fargo Clearing Services, LLC. Ali Akbar Hasta has been in the industry for over 10 years. Ali Akbar Hasta is also registered with the state of California as an investment advisor representative. The firm is headquartered in St. Louis, MO and has offices in SANTA CLARA, CA and SAN JOSE, CA. Ali Akbar Hasta previously worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, TD AMERITRADE, INC., SCOTTRADE, INC., LEGEND SECURITIES, INC., FOUR POINTS CAPITAL PARTNERS LLC, NATIONAL SECURITIES CORPORATION and NSM SECURITIES, INC. Ali Akbar Hasta has passed the Series 63, Series 66, SIE and Series 7 exams. Ali Akbar Hasta specializes in investment management for individuals, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/10/2021 - Present
Wells Fargo Clearing Services, LLC (SANTA CLARA CA)
CA
01/10/2019 - 06/03/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUNNYVALE CA)
CA
02/26/2018 - 10/25/2018
TD AMERITRADE, INC. (SAN JOSE CA)
CA
07/25/2016 - 02/26/2018
SCOTTRADE, INC. (SAN JOSE CA)
FL
01/07/2016 - 07/01/2016
LEGEND SECURITIES, INC. (Pompano Beach FL)
NY
11/12/2013 - 12/28/2015
FOUR POINTS CAPITAL PARTNERS LLC (NEW YORK NY)
FL
02/22/2013 - 11/19/2013
NATIONAL SECURITIES CORPORATION (MIAMI FL)
FL
10/26/2009 - 02/20/2013
NSM SECURITIES, INC. (WEST PALM BEACH FL)
BOTH
Issued 08/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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