Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Serrano is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in Chicago, Illinois. Alfredo has been in the financial industry for over twenty years. Alfredo Serrano is a registered representative of Stifel, Nicolaus & Company, Inc. and is licensed to offer securities products and services in several states across the country. Stifel offers a variety of investment products and services to individual investors, corporations, and institutional clients. Alfredo has experience in the financial services industry with multiple firms, including Morgan Stanley and Merrill Lynch. Alfredo holds the Series 7 and 66 securities registrations, as well as the SIE exam, and is well-equipped to provide clients with a comprehensive range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/08/2019 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
03/16/2012 - 11/11/2019
MORGAN STANLEY (BARRINGTON IL)
IL
10/23/2009 - 03/20/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DEER PARK IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BUFFALO GROVE IL)
IL
09/20/2002 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (BUFFALO GROVE IL)
BOTH
Issued 10/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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