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Alfredo Sergio Quintero

Samuel A. Ramirez & Company, Inc.

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About Alfredo Sergio Quintero

Alfredo Quintero is a registered representative with Samuel A. Ramirez & Company, Inc. in New York, NY. Alfredo has been in the securities industry since April 4, 1995 and holds the following FINRA licenses: Series 7, Series 53, and SIE. Alfredo is also registered with the state of New York. Alfredo previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Alfredo Quintero is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alfredo Quintero’s Registration & Firm History

NY

03/10/2010 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

07/30/1993 - 07/03/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/16/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alfredo Sergio Quintero.
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