Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Rios rojas is a financial advisor with over 18 years of experience in the financial services industry. Alfredo currently is registered with Franklin Distributors, LLC. Alfredo is registered with the following securities regulators: FINRA, California, Connecticut, Florida, Illinois, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/17/2009 - Present
Franklin Distributors, LLC (NEW YORK NY)
PR
10/18/1999 - 06/23/2000
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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