Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Javier Maldonado figueroa is a registered representative with Insigneo Securities, LLC. Alfredo has been in the securities industry since 2001. Alfredo has a Series 6, 7, 9, 10, 63, and SIE license. Alfredo was previously employed by UBS Financial Services Inc., UBS International Inc., and ORBITEX FUNDS DISTRIBUTOR, INC. Alfredo is registered in Florida and New York. Alfredo is currently located at the New York office of Insigneo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2023 - Present
Insigneo Securities, LLC (New York NY)
FL
01/01/2010 - 05/23/2023
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
08/22/2003 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
CT
10/09/2001 - 10/14/2003
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
BC
Issued 08/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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