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Alfredo Gustavo Arce

Avantax Investment Services, Inc.

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About Alfredo Gustavo Arce

Alfredo Arce is a financial advisor with over 25 years of experience in the industry. Alfredo is currently registered with Avantax Investment Services, Inc. in California. Alfredo has passed the Series 6, Series 63 and SIE exams.

Firm Information

Alfredo Arce is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alfredo Arce’s Registration & Firm History

CA

03/04/1997 - Present

Avantax Investment Services, Inc. (RANCHO CUCAMONGA CA)

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Licenses & Designations

BC

Issued 05/05/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alfredo Gustavo Arce.
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