Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Garcia is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Alfredo has been in the industry since May 21, 1990. Alfredo has Series 63, SIE, and Series 7 licenses and is registered in 17 states, including California, Connecticut, Delaware, Florida, Georgia, Indiana, Massachusetts, Nevada, New Jersey, New York, North Carolina, Texas, Virgin Islands, and Washington. Alfredo also has a current registration with the Investment Advisers Association of New Jersey and New York. Alfredo Garcia has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1990 and Bank of America, NA since 2010. Alfredo specializes in advising corporations and individuals, working with clients on issues such as performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/26/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BC
Issued 06/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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