Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo G. Ugarte cuneo is a broker registered with Smbc Nikko Securities America, Inc. Alfredo G. Ugarte cuneo has been in the industry since 2013. Alfredo G. Ugarte cuneo is registered in 51 states. Prior to joining Smbc Nikko Securities America, Inc., Alfredo G. Ugarte cuneo was employed by CREDIT SUISSE SECURITIES (USA) LLC and HSBC SECURITIES (USA) INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/18/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/02/2014 - 09/27/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/31/2013 - 08/21/2014
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 02/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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FINRA
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