Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Enrique Torres is a financial advisor with Regal Investment Advisors LLC. Alfredo has over 19 years of experience in the financial services industry. Alfredo is registered to provide investment advice in New York. Alfredo is also a registered representative with FINRA. His current office is located at 766 Lafayette Avenue in Brooklyn, New York. Alfredo has a broad range of experience, including working with high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
NY
08/09/2023 - Present
Regal Investment Advisors LLC (Brooklyn NY)
NY
05/18/2023 - 08/17/2023
PRUCO SECURITIES, LLC. (Forest Hills NY)
NY
09/19/2012 - 07/17/2013
SANTANDER SECURITIES LLC (JACKSON HEIGHTS NY)
NY
05/29/2007 - 05/24/2012
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
01/30/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (HOWARD BEACH NY)
BOTH
Issued 06/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/12/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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