Unclaimed
Alfredo Demetrio Alarcon martinez is a registered representative with HSBC Securities (USA) Inc., located in New York, NY. Alfredo has been in the financial industry since 2006 and has a Series 7 and SIE license. Before joining HSBC Securities (USA) Inc., Alfredo held positions at Nomura Securities International, Inc., Standard Chartered Securities (North America) Inc., Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/24/2014 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
02/08/2010 - 06/19/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/01/2009 - 02/05/2010
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
07/27/2006 - 01/09/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/20/2005 - 08/02/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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