Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Verastegui is a registered investment advisor representative with HSBC Securities (USA) Inc. Alfredo has been in the securities industry since 2003. Alfredo has a Series 6, 7, 63, and 65 license. Alfredo specializes in providing investment advice and portfolio management services to individuals, businesses, and pooled investment vehicles. Alfredo is a resident of Miami, Florida and is registered to provide investment advice in Florida, New York and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/24/2024 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
06/15/2012 - 11/17/2017
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
07/03/2008 - 05/30/2012
CHASE INVESTMENT SERVICES CORP. (HIALEAH FL)
FL
07/12/2006 - 01/08/2008
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
07/13/2001 - 02/08/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 01/23/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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