Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Baez is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 14 years of experience in the industry. Alfredo is registered to provide investment advice in 53 states and territories. Alfredo provides portfolio management services to individuals, businesses, and pooled investment vehicles. Alfredo is also a registered principal and is licensed to conduct security transactions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/07/2023 - Present
Stifel, Nicolaus & Company, Inc. (MIAMI FL)
PR
11/24/2021 - 11/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GUAYNABO PR)
FL
11/15/2013 - 11/24/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
MO
05/01/2012 - 11/12/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
10/05/2010 - 04/26/2012
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
03/26/2009 - 04/26/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
TX
08/12/2011 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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