Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredo? Claim Your ProfileAlfredo Armando Rosas is a financial advisor with over 14 years of experience in the financial services industry. Alfredo is currently registered with RBC Capital Markets, LLC. Alfredo has previously worked with Truist Investment Services, INC., BB&T Securities, LLC, Morgan Stanley, and J.P. Morgan Securities LLC. Alfredo holds the Series 3, 7, 9, 63, and 66 licenses, and the SIE exam. Alfredo has specialized in providing financial advice to individuals, families, and businesses. Alfredo has a strong commitment to providing personalized financial advice and working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/23/2022 - Present
RBC Capital Markets, LLC (BOCA RATON FL)
FL
02/17/2021 - 01/18/2022
TRUIST INVESTMENT SERVICES, INC. (BOCA RATON FL)
VA
05/21/2019 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
07/28/2017 - 05/17/2019
MORGAN STANLEY (FT. LAUDERDALE FL)
FL
10/02/2014 - 06/14/2017
J.P. MORGAN SECURITIES LLC (FORT LAUDERDALE FL)
FL
10/01/2012 - 10/04/2013
J.P. MORGAN SECURITIES LLC (HOLLYWOOD FL)
FL
08/02/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI LAKES FL)
FL
06/18/2010 - 08/01/2012
MORGAN STANLEY SMITH BARNEY (MIAMI FL)
FL
01/01/2010 - 05/21/2010
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
02/11/2008 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
BOTH
Issued 03/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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