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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfredia? Claim Your ProfileAlfredia Fleshia Lewis is a financial advisor with over 24 years of experience in the industry. Lewis is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advice in several states. Lewis's previous experience includes a role at Compass Brokerage, Inc. in Birmingham, Alabama. Lewis holds several industry certifications, including the Series 6, 7, 9, 10, 63 and 66. Lewis specializes in providing investment advice to individuals, businesses, corporations, and pension and profit-sharing plans. Lewis also offers services such as performance measurement reports, allocation modeling, investment policy statements (IPS), research reports and services, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/06/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Dallas TX)
AL
07/07/1999 - 03/28/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 12/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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