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Alfred William Dinwiddie

Loop Capital Markets LLC

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About Alfred William Dinwiddie

Alfred William Dinwiddie is a registered representative with Loop Capital Markets LLC, having joined the firm in May 2005. Alfred has been in the securities industry since July 18, 2004. Alfred previously worked at BT Securities Corporation in Baltimore, MD. Alfred holds Series 7 and Series 63 licenses and the Securities Industry Essentials (SIE) Examination. Alfred is registered to sell securities in Illinois and Arizona.

Firm Information

Alfred Dinwiddie is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Alfred Dinwiddie’s Registration & Firm History

IL

05/10/2005 - Present

Loop Capital Markets LLC (CHICAGO IL)

MD

06/22/1994 - 04/12/1995

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 11/21/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alfred William Dinwiddie.
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