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Alfred W Sauter

Edward Jones

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About Alfred W Sauter

Alfred W. Sauter is a financial advisor with Edward Jones. Alfred has been in the industry since December 1991 and is registered to provide investment advice in South Carolina and Texas. Alfred holds Series 7, 63, and 65 licenses as well as the SIE exam, and has earned the Certified Financial Planner designation. Alfred has experience in various aspects of financial planning, including portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Prior to joining Edward Jones in November 1994, Alfred was employed by First Union Brokerage Services, Inc. and The Robinson-Humphrey Company Inc.

Firm Information

Alfred Sauter is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Alfred Sauter’s Registration & Firm History

SC

08/26/2014 - Present

Edward Jones (OKATIE SC)

NC

02/24/1994 - 11/28/1994

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

GA

12/04/1991 - 02/11/1994

THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 10/06/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Alfred W Sauter. Review regulatory record here.
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