Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Vernon Mayes Jr. is a financial advisor with over 17 years of experience in the financial services industry. Alfred Vernon Mayes Jr. is currently registered with LPL Enterprise, LLC and has been with the firm since 2024. Alfred Vernon Mayes Jr. holds a Series 7, Series 6, Series 63, Series 65, Series 24, Series 51, Series 52, Series 53, and SIE licenses, and is registered in 51 states, including Texas where Alfred Vernon Mayes Jr. also holds an Investment Advisor Representative registration. Prior to joining LPL Enterprise, LLC, Alfred Vernon Mayes Jr. was with Merrill Lynch, Pierce, Fenner & Smith Incorporated, CitiCorp Investment Services, and J.P. Morgan Securities Inc. Alfred Vernon Mayes Jr. specializes in Portfolio Management for Individuals and Businesses, and provides Financial Planning services. Alfred Vernon Mayes Jr. is a licensed insurance professional and holds a number of other designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
10/04/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
CA
01/05/2006 - 11/01/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LONG BEACH CA)
NY
02/05/2003 - 05/29/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
05/25/2001 - 12/20/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 01/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/10/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/13/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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