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Alfred Valenzuela

Tickrs Clearing

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About Alfred Valenzuela

Alfred Valenzuela is a securities professional with over 20 years of experience in the industry. Valenzuela is currently registered with Tickrs Clearing, a firm specializing in clearing services. Prior to joining Tickrs Clearing, Alfred Valenzuela worked at a number of other firms including Velox Clearing LLC, Velox Securities, Inc., Electronic Transaction Clearing, Inc. and Mantarax, LLC. Alfred Valenzuela holds a variety of licenses and certifications including Series 4, 7, 24, 55, 57TO and Series 63, and the SIE exam. Valenzuela is registered in several states, including California, Illinois, Nevada, New York, South Carolina, Texas and Washington.

Firm Information

Alfred Valenzuela is currently registered with Tickrs Clearing. Tickrs Clearing is a Limited Liability Company formed on December 22, 2020. It is registered in 15 states, including California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Illinois, Michigan, Montana, Nevada, New York, Oregon, Pennsylvania, South Carolina, and Texas. The firm also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alfred Valenzuela’s Registration & Firm History

CA

12/22/2021 - Present

Tickrs Clearing (Irvine CA)

CA

05/30/2018 - 03/30/2021

VELOX CLEARING LLC (Anaheim CA)

CA

06/09/2017 - 07/31/2017

VELOX SECURITIES, INC. (ANAHEIM CA)

TX

03/11/2013 - 05/31/2017

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

CA

07/20/2012 - 03/20/2013

MANTARAX, LLC (BURBANK CA)

CA

02/18/2005 - 05/10/2012

UNX LLC (BURBANK CA)

CA

07/25/2002 - 10/25/2004

NATIONAL CLEARING CORP. (SHERMAN OAKS CA)

NY

04/16/2002 - 07/10/2002

SCHONFELD SECURITIES, LLC (JERICHO NY)

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Licenses & Designations

BC

Issued 02/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2018

Series 4 - Registered Options Principal Examination

BC

Issued 04/04/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alfred Valenzuela.
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