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Alfred Thomas Barile

THE Leaders Group, Inc.

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About Alfred Thomas Barile

Alfred Barile is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Alfred has been in the financial industry since February 25, 1997 and holds multiple licenses including Series 6, 7, 26, and 63. Alfred is registered to provide investment advice in the states of North Carolina, Ohio and Tennessee. Prior to joining The Leaders Group, Inc., Alfred was employed by GWFS Equities, Inc., Horace Mann Investors, Inc., and Allstate Financial Services, LLC.

Firm Information

Alfred Barile is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alfred Barile’s Registration & Firm History

CO

09/16/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

01/30/2020 - 09/08/2020

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

TN

06/11/2019 - 01/14/2020

HORACE MANN INVESTORS, INC. (Nashville TN)

CO

08/14/2017 - 12/31/2018

THE LEADERS GROUP, INC. (LITTLETON CO)

NY

05/24/2016 - 05/09/2017

ALLSTATE FINANCIAL SERVICES, LLC (ROCHESTER NY)

CT

11/19/2015 - 04/26/2016

WADSWORTH INVESTMENT CO., INC. (NORTH HAVEN CT)

NY

04/02/2015 - 11/17/2015

ALLSTATE FINANCIAL SERVICES, LLC (SUFFERN NY)

IL

07/29/2010 - 12/31/2013

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

CT

04/28/2009 - 07/16/2010

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

11/10/2004 - 02/03/2009

TOUCHSTONE SECURITIES, INC. (STAMFORD CT)

CT

05/10/2001 - 08/02/2004

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

MA

02/06/1998 - 04/20/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MN

05/13/1996 - 01/29/1998

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

CT

03/17/1995 - 04/12/1996

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NA

03/29/1994 - 01/23/1995

G. R. PHELPS & CO., INC.

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Licenses & Designations

BC

Issued 07/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2009

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alfred Thomas Barile.
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