Unclaimed
Alfred Barile is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Alfred has been in the financial industry since February 25, 1997 and holds multiple licenses including Series 6, 7, 26, and 63. Alfred is registered to provide investment advice in the states of North Carolina, Ohio and Tennessee. Prior to joining The Leaders Group, Inc., Alfred was employed by GWFS Equities, Inc., Horace Mann Investors, Inc., and Allstate Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/16/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
01/30/2020 - 09/08/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TN
06/11/2019 - 01/14/2020
HORACE MANN INVESTORS, INC. (Nashville TN)
CO
08/14/2017 - 12/31/2018
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
05/24/2016 - 05/09/2017
ALLSTATE FINANCIAL SERVICES, LLC (ROCHESTER NY)
CT
11/19/2015 - 04/26/2016
WADSWORTH INVESTMENT CO., INC. (NORTH HAVEN CT)
NY
04/02/2015 - 11/17/2015
ALLSTATE FINANCIAL SERVICES, LLC (SUFFERN NY)
IL
07/29/2010 - 12/31/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
CT
04/28/2009 - 07/16/2010
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
11/10/2004 - 02/03/2009
TOUCHSTONE SECURITIES, INC. (STAMFORD CT)
CT
05/10/2001 - 08/02/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
02/06/1998 - 04/20/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
05/13/1996 - 01/29/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
CT
03/17/1995 - 04/12/1996
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
03/29/1994 - 01/23/1995
G. R. PHELPS & CO., INC.
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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