Unclaimed
Alfred Rivera is a financial advisor with Centaurus Financial, Inc. Alfred is a seasoned professional with over 20 years of experience in the financial services industry. Alfred is registered with the state of California and the Financial Industry Regulatory Authority (FINRA). Alfred is also licensed to provide investment advice in Idaho and Texas. Alfred specializes in providing financial planning services to high-net-worth individuals and businesses. Alfred also provides portfolio management services to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2017 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
FL
03/31/2016 - 03/02/2017
S2K FINANCIAL LLC (ORLANDO FL)
CA
01/18/2011 - 09/02/2015
REALTY CAPITAL SECURITIES, LLC (IRVINE CA)
CA
12/20/2005 - 12/21/2010
MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)
MN
12/20/2005 - 12/21/2010
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
11/29/2005 - 12/21/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
12/20/2005 - 08/03/2010
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
NY
12/11/2004 - 11/17/2005
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
04/11/2002 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MI
02/20/2002 - 03/08/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MA
01/06/2000 - 09/28/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 03/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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