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Alfred Scott Rivera

Centaurus Financial, Inc.

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About Alfred Scott Rivera

Alfred Rivera is a financial advisor with Centaurus Financial, Inc. Alfred is a seasoned professional with over 20 years of experience in the financial services industry. Alfred is registered with the state of California and the Financial Industry Regulatory Authority (FINRA). Alfred is also licensed to provide investment advice in Idaho and Texas. Alfred specializes in providing financial planning services to high-net-worth individuals and businesses. Alfred also provides portfolio management services to individuals, businesses, and investment companies.

Firm Information

Alfred Rivera is currently registered with Centaurus Financial, Inc.. Centaurus Financial, Inc. is a corporation formed in August 1992 and headquartered in Anaheim, California. The firm provides a variety of advisory services including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals, and wrap fee programs. Centaurus Financial, Inc. serves a wide range of clients including individuals, businesses, high-net-worth individuals, and corporations. The firm has regulatory assets under management exceeding $6.2 billion, including discretionary and non-discretionary accounts.
Centaurus Financial, Inc.

2300 EAST KATELLA AVE

ANAHEIM, CA 92806

$6.28B

Assets Under Management

Not reported

Total Clients

510

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alfred Rivera’s Registration & Firm History

CA

06/14/2017 - Present

Centaurus Financial, Inc. (ANAHEIM CA)

FL

03/31/2016 - 03/02/2017

S2K FINANCIAL LLC (ORLANDO FL)

CA

01/18/2011 - 09/02/2015

REALTY CAPITAL SECURITIES, LLC (IRVINE CA)

CA

12/20/2005 - 12/21/2010

MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)

MN

12/20/2005 - 12/21/2010

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

CA

11/29/2005 - 12/21/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

CA

12/20/2005 - 08/03/2010

ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)

NY

12/11/2004 - 11/17/2005

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CA

04/11/2002 - 12/11/2004

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

MI

02/20/2002 - 03/08/2002

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

MA

01/06/2000 - 09/28/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 03/21/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alfred Scott Rivera. Review regulatory record here.
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