Unclaimed
Alfred Pucci is a financial professional with over 14 years of experience in the securities industry. Alfred is currently registered with Nylife Securities LLC and holds Series 3, 6, 7, and 63 licenses as well as the SIE exam. Alfred has previously been registered with Hornor, Townsend & Kent, Inc. and New England Securities. Alfred has been active in the securities industry since 2009 and has a strong track record of providing financial advice to clients. Alfred's expertise includes a variety of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2014 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
11/19/2012 - 05/29/2014
HORNOR, TOWNSEND & KENT, INC. (TARRYTOWN NY)
NY
05/04/2009 - 11/21/2012
NEW ENGLAND SECURITIES (TARRYTOWN NY)
BC
Issued 05/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/16/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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