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Alfred Robert Cordell

Janney Montgomery Scott LLC

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About Alfred Robert Cordell

Alfred Cordell is a financial advisor with over 35 years of experience in the industry. Currently, Alfred is associated with Janney Montgomery Scott LLC in Florence, South Carolina. Alfred is a registered representative and investment advisor. Alfred holds the Series 3, 7, and 63 securities licenses.

Firm Information

Alfred Cordell is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Alfred Cordell’s Registration & Firm History

SC

02/14/2024 - Present

Janney Montgomery Scott LLC (Florence SC)

NC

02/17/2021 - 08/12/2021

TRUIST INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)

VA

01/02/2013 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

NC

04/12/2002 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (WINSTON-SALEM NC)

MO

10/01/1999 - 04/19/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

08/14/1990 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

11/21/1988 - 08/29/1990

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

07/22/1987 - 11/25/1988

THE ROBINSON-HUMPHREY COMPANY INC.

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Licenses & Designations

IA

Issued 10/31/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1987

Series 3 - National Commodity Futures Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Alfred Robert Cordell. Review regulatory record here.
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