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Alfred Proctor Wornall

LPL Financial LLC

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About Alfred Proctor Wornall

Alfred Proctor Wornall has been in the financial industry since September 8, 1990. Alfred is currently a registered representative with LPL Financial LLC, where Alfred has worked since January 2003. Prior to LPL Financial LLC, Alfred worked at various firms, including Wachovia Securities, Inc., UVEST Investment Services, Essex National Securities, Inc., Invest Financial Corporation, First Union Brokerage Services, Inc., MONY Securities Corp., American Express Financial Advisors Inc., and IDS Life Insurance Company. Alfred has a variety of licenses and registrations, including Series 7, Series 24, Series 26, Series 63, and Series 65.

Firm Information

Alfred Wornall is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alfred Wornall’s Registration & Firm History

SC

03/12/2010 - Present

LPL Financial LLC (GREENVILLE SC)

MO

06/15/2002 - 02/03/2003

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

06/10/1998 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NC

08/11/1997 - 06/15/1998

UVEST INVESTMENT SERVICES (CHARLOTTE NC)

CA

01/21/1997 - 08/19/1997

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

WI

07/01/1997 - 08/07/1997

INVEST FINANCIAL CORPORATION (APPLETON WI)

NC

06/03/1996 - 01/30/1997

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

CA

10/07/1992 - 06/11/1996

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NA

09/30/1992 - 06/11/1996

ESSEX NATIONAL SECURITIES, INC.

NY

06/17/1991 - 09/30/1992

MONY SECURITIES CORP. (NEW YORK NY)

MN

07/16/1990 - 04/22/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/16/1990 - 04/22/1991

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 09/24/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 05/13/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alfred Proctor Wornall. Review regulatory record here.
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