Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Maurice Shams is a financial advisor with over 40 years of experience in the industry. Alfred has a Series 7TO, Series 79TO, Series 31 and Series 65 licenses and is registered in Florida, Georgia, South Carolina, Texas and Virginia. Currently, Alfred is registered with American Capital Partners, LLC. Alfred previously worked with L.M. Kohn & Company, Midsouth Capital, Inc., Berthel, Fisher & Company Financial Services, Inc., Southwick Investments, Inc., Prudential Securities Incorporated, Alex. Brown & Sons Incorporated, Drexel Burnham Lambert Incorporated, Lehman Brothers Kuhn Loeb Incorporated, Loeb Partners, Loeb, Rhoades & Co. Inc., First Southeastern Company and Hambbrecht & Quist.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
02/01/2013 - Present
American Capital Partners, LLC (ATLANTA GA)
GA
01/17/2012 - 01/31/2013
L.M. KOHN & COMPANY (ATLANTA GA)
GA
01/10/2003 - 01/17/2012
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
IA
11/10/2000 - 01/14/2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
GA
11/25/1996 - 11/15/2000
SOUTHWICK INVESTMENTS, INC. (ATLANTA GA)
NY
05/30/1991 - 11/14/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/12/1985 - 05/13/1991
ALEX. BROWN & SONS INCORPORATED
NA
06/16/1980 - 12/20/1984
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/23/1978 - 07/13/1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
01/18/1978 - 05/01/1978
LOEB PARTNERS
NA
03/22/1976 - 01/18/1978
LOEB, RHOADES & CO. INC.
NA
08/18/1975 - 04/01/1976
FIRST SOUTHEASTERN COMPANY
NA
08/07/1974 - 02/21/1975
HAMBRECHT & QUIST
IA
Issued 11/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/1970
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/1991
PC - AMEX Put and Call Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Alfred Shams is the right advisor for you? Invested Better is here to help.
