Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred Sosa is a financial advisor registered with the state of North Carolina as a Broker-Dealer and Investment Adviser. Alfred has been in the financial services industry for over 25 years. Alfred is currently employed by Mml Investors Services, LLC and is located in Raleigh, North Carolina. Prior to joining Mml Investors Services, LLC Alfred was employed by Mutual of Omaha Investor Services, Inc., Transamerica Financial Advisors, Inc., and SagePoint Financial, Inc. Alfred's career has spanned multiple companies and roles, demonstrating their broad industry experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
02/05/2021 - Present
MML Investors Services, LLC (RALEIGH NC)
NC
05/14/2018 - 10/29/2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (RALEIGH NC)
FL
06/27/2016 - 04/17/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (PLANTATION FL)
FL
02/05/2014 - 01/09/2016
SAGEPOINT FINANCIAL, INC. (PLANTATION FL)
FL
01/18/2011 - 09/24/2013
METLIFE SECURITIES INC. (PLANTATION FL)
FL
10/14/2003 - 01/04/2011
SIGNATOR INVESTORS, INC. (BOCA RATON FL)
MA
10/17/1995 - 10/14/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/17/1995 - 10/14/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 7/10/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 6/21/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/17/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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