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Alfred Kong

Wolverine Trading, LLC

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About Alfred Kong

Alfred Kong is a securities trader who has been in the industry since 2011. Alfred is currently registered with Wolverine Trading, LLC and has passed the Securities Industry Essentials Examination (SIE), the Proprietary Trader Qualification Examination (Series 56), and the Securities Trader Exam (Series 57TO).

Firm Information

Alfred Kong is currently registered with Wolverine Trading, LLC. Wolverine Trading, LLC is a Limited Liability Company formed on September 14, 2002. The firm has been approved for one SEC registration and is currently active.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alfred Kong’s Registration & Firm History

NJ

08/18/2011 - Present

Wolverine Trading, LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alfred Kong.
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