Unclaimed
Alfred Pennisi is a registered representative with Clear Street LLC. Alfred has been in the securities industry since 1999. Alfred holds Series 7, Series 99TO, and SIE licenses. Previous employers include Virtu Americas LLC, NYFIX Securities Corporation, IClearing LLC, and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/19/2018 - Present
Clear Street LLC (NEW YORK NY)
NY
11/25/2009 - 04/11/2018
VIRTU AMERICAS LLC (New York NY)
NY
08/15/2003 - 11/20/2009
NYFIX SECURITIES CORPORATION (NEW YORK NY)
NE
06/28/1999 - 05/09/2003
ICLEARING LLC (OMAHA NE)
NJ
03/17/1999 - 06/15/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Alfred Pennisi is the right advisor for you? Invested Better is here to help.