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Alfred Joseph Pennisi

Clear Street LLC

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About Alfred Joseph Pennisi

Alfred Pennisi is a registered representative with Clear Street LLC. Alfred has been in the securities industry since 1999. Alfred holds Series 7, Series 99TO, and SIE licenses. Previous employers include Virtu Americas LLC, NYFIX Securities Corporation, IClearing LLC, and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Alfred Pennisi is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alfred Pennisi’s Registration & Firm History

NY

04/19/2018 - Present

Clear Street LLC (NEW YORK NY)

NY

11/25/2009 - 04/11/2018

VIRTU AMERICAS LLC (New York NY)

NY

08/15/2003 - 11/20/2009

NYFIX SECURITIES CORPORATION (NEW YORK NY)

NE

06/28/1999 - 05/09/2003

ICLEARING LLC (OMAHA NE)

NJ

03/17/1999 - 06/15/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alfred Joseph Pennisi.
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