Unclaimed
Alfred Espro is a financial advisor registered with Raymond James & Associates, Inc. based in St. Petersburg, FL. Alfred has been in the industry since 1999. Alfred holds Series 7, Series 9, Series 10, and Series 66 licenses. Alfred has specialized experience with insurance companies, banking or thrift institutions, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/12/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
06/01/2009 - 08/20/2019
MORGAN STANLEY (ST. PETERSBURG FL)
FL
01/20/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. PETERSBURG FL)
FL
08/18/2003 - 01/23/2009
INTERSECURITIES, INC. (ST. PETERSBURG FL)
FL
09/19/2000 - 09/04/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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