Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alfred? Claim Your ProfileAlfred James Ricci is a registered representative with Edward Jones. Alfred is a licensed investment advisor representative in both Missouri and Tennessee. Alfred is a seasoned financial professional, having worked in the industry since July 2022. Previously, Alfred was registered with Fidelity Brokerage Services LLC. Alfred has a broad range of experience and holds various licenses and certifications, including Series 66, Series 24, Series 9, Series 10, and Series 7TO. Alfred is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
05/22/2024 - Present
Edward Jones (ST LOUIS MO)
TN
07/05/2022 - 05/14/2024
FIDELITY BROKERAGE SERVICES LLC (KNOXVILLE TN)
BOTH
Issued 08/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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