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Alfred James Merchant

Cadaret, Grant & CO., Inc.

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About Alfred James Merchant

Alfred Merchant has been in the financial services industry since March 3, 1990. Alfred is currently registered with Cadaret, Grant & CO., Inc. and is also licensed in Florida, Illinois, Massachusetts, Missouri, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Vermont, and Virginia. Alfred specializes in portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars. In addition to Alfred's current position, they have held previous positions with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Investment Professionals, Inc., Key Investments Inc., Invest Financial Corporation, ABI Securities, Inc., Monarch Securities, Inc., Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated.

Firm Information

Alfred Merchant is currently registered with Cadaret, Grant & CO., Inc.. Cadaret, Grant & CO., Inc. is a corporation formed on April 16, 1981, with its main office located in Syracuse, NY. They are a registered investment advisor with a comprehensive suite of services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. The firm has a strong presence across the United States with 52 state registrations and 1 SEC registration. They have a significant client base with a focus on individuals, corporations, and institutional clients, managing over $6.8 billion in regulatory assets under management.
Cadaret, Grant & CO., Inc.

100 MADISON STREET

SYRACUSE, NY 13202

$6.87B

Assets Under Management

5,685

Total Clients

543

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alfred Merchant’s Registration & Firm History

NY

05/04/2021 - Present

Cadaret, Grant & CO., Inc. (SOUTH GLENS FALLS NY)

CA

08/01/2003 - 07/22/2005

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

06/17/1999 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

TX

02/25/1999 - 05/25/1999

INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)

NY

06/13/1995 - 02/24/1999

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

OH

11/22/1993 - 06/22/1995

KEY INVESTMENTS INC. (CLEVELAND OH)

WI

07/28/1992 - 11/19/1993

INVEST FINANCIAL CORPORATION (APPLETON WI)

NY

10/01/1991 - 07/27/1992

ABI SECURITIES, INC. (NEW YORK NY)

NA

07/31/1991 - 10/01/1991

MONARCH SECURITIES, INC.

WI

02/08/1990 - 08/05/1991

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

02/08/1990 - 08/05/1991

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 02/03/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1992

Series 7 - General Securities Representative Examination

BC

Issued 02/03/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Alfred James Merchant. Review regulatory record here.
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